FINRA Review

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Umergence.com is a site operated by Umergence Holdings LLC ("Umergence Holdings"), which is not a registered broker-dealer.

The background of our broker-dealer, Umergence LLC, can be found on FINRA’s Broker Check

Securities-related activity on the site, including, but not limited to, Regulation A and CF offerings, and private placement offerings under Regulation D is conducted through Umergence LLC, an affiliate of Umergence Holdings, and a registered broker-dealer, and member FINRA / SIPC, located at 1006 S. Main Street, Plantsville CT, 06479. Umergence LLC maintains a business continuity plan that can be accessed here.

Non-securities-related activity on the site, including, but not limited to, rewards based offerings, and operation of a P2P/B2B job and service hiring network is conducted through Umergence Marketplace LLC (Umergence Marketplace), an affiliate of Umergence Holdings.

Neither Umergence Holdings nor Umergence Marketplace gives investment advice, endorsement, or recommendations of securities. Umergence Holdings and its affiliates do not make any express or implied warranty to the accuracy, adequacy, or completeness of information available on this site. Offerings conducted under Regulation Crowdfunding, Regulation A, and private placements under Regulations D are speculative, generally illiquid, and meant for investors who are comfortable with a high degree of risk and long-term (5-7 year) investment time-horizons. Investors could lose their entire investment. Investments in these offerings should not represent more than a small portion of investors overall investment portfolio. By accessing this site and any pages thereof, you agree to be bound by our Privacy Policy and Terms of Use